The Securities and Futures Commission (SFC) is an independent statutory body established by the Securities and Futures Commission Ordinance (SFCO). The SFCO and nine other securities and futures related ordinances were consolidated into the Securities and Futures Ordinance (SFO), which […]

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. As more and more first-time investors turn to the markets to help secure their futures, pay for […]

The Comisión Nacional del Mercado de Valores (CNMV) is the agency in charge of supervising and inspecting the Spanish Stock Markets and the activities of all the participants in those markets. It was created by the Securities Market Law, which […]

Since it was established in May 2002, the Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht – known as BaFin for short) has brought the supervision of banks and financial services providers, insurance undertakings and securities trading under one roof. BaFin […]

Financial Services Agency The Central Common Government Offices No. 7,, 3-2-1 Kasumigaseki, Chiyoda-ku , Tokyo, 100-8967 Japan Phone: +81 3 3506-6000 http://www.fsa.go.jp/en/index.html