Securities and Futures Commission (SFC)

The Securities and Futures Commission (SFC) is an independent statutory body established by the Securities and Futures Commission Ordinance (SFCO). The SFCO and nine other securities and futures related ordinances were consolidated into the Securities and Futures Ordinance (SFO), which […]

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Securities and Exchanges Commission

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. As more and more first-time

Comisión Nacional del Mercado de Valores (CNMV)

The Comisión Nacional del Mercado de Valores (CNMV) is the agency in charge of supervising and inspecting the Spanish Stock Markets and the activities of all the participants

Bundeszentrale fúr Finanzdienstleistungsaufsicht (BaFin)

Since it was established in May 2002, the Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht – known as BaFin for short) has brought the supervision of banks and

Financial Services Agency

Financial Services Agency The Central Common Government Offices No. 7,, 3-2-1 Kasumigaseki, Chiyoda-ku , Tokyo, 100-8967 Japan Phone: +81 3

British Columbia Securities Commission

The BCSC is the independent provincial government agency reporting to the Legislature through the minister responsible for the administration of the Securities Act. Being a crown corporation gives


PolyReg General Self-Regulatory Organisation Persons or legal entities with legal domicile within Switzerland and acting as financial intermediaries have to be regulated by law. They may join one

Danish FSA

Finanstilsynet (The Danish FSA) is an integrated supervisor. It covers three areas: regulation, supervision, and information on financial institutions and securities markets. Its mission is to create future

Groupement Suisse des Conseils en Gestion Independants

3, Rue du Vieux-Collège CP 3255, CH-1211 Genève 3 , Switzerland Phone: 022 / 317 11 11 Fax: 022 / 317 11

Swiss Federal Department of Finance

Some 9000 people work in the Federal Department of Finance on a wide range of projects for Switzerland’s future. The FDF plans and implements decisions of the Federal